摘要：本论文基于查阅了大量文献资料的基础之上，首先由PPP模式的基本概念界定及项目特点联系至PPP融资模式基本理论，并以PPP融资模式在现实生产中的应用背景为立足点，由此引申并系统阐述PPP融资模式在实际运作中的基本运作思路。同时结合SWOT分析法说明PPP融资模式在我国基础设施项目应用的必要性与可行性。其后着力针对于PPP项目融资风险分担方面，分别从风险含义及特征，风险因素识别，具体基础设施项目PPP融资风险管理过程这四大维度，通过风险分担原则、风险分担实际主体、风险指标识别等一系列方法归结出风险的主要成因并提出相应合理化对策及防范措施。最后基于前面论述的风险因素识别，风险管理过程的标准流程及风险分担原则结合生活中实际案例进行实证分析研究并将基础设施项目PPP模式风险分担在具体的案例中分析阐释。58098

毕业论文关键词： 基础设施项目；PPP 模式；风险分担

Risk Sharing Of Public-Private Partnerships In Infrastructure Projects Research

Abstract：The article has consulted massive literature, firstly defined the basic concept of PPP financing mode and introduced the characteristics of projects, then contact to the basic theory of PPP financing mode. The article extended to the basic operation thinking of the PPP financing mode on actual practice system which based on the application background of PPP financing mode in the real practices. At the same time combined with SWOT analysis to discuss the necessity to use of the PPP model at China's infrastructure. Then focus on the PPP project financing risk sharing of four dimensions which including risk meaning and characteristics, identification of risk factors, the process of PPP financing risk management in particular infrastructure projects. Raise corresponding countermeasures and reasonable prevention measures through a series of methods including the principle of risk sharing, identification of risk sharing subject and risk indicators to sum up the mainly risk causes. Finally will give an empirical analysis after the theoretical analyses of sharing Infrastructure PPP project risk in the particular cases based on the above conclusion which including identification of risk factors ,risk standard management process and risk sharing principle. 

Key words: infrastructure projects；Public-Private Partnerships；risk sharing.

目   录

1  前  言·····4

1.1研究背景4

1.2研究目的与内容4

1.2.1研究意义及研究目的····4

1.2.2研究内容及技术路线······5

1.3 国内外研究综述······5

 1.3.1国外现状研究······6

 1.3.2国内现状研究······7

2 基础设施项目 PPP 模式及相关应用分析·8

2.1 PPP 模式的内涵······8

2.1.1 PPP 模式的定义··8

2.1.2 PPP 融资模式的特点·····8

2.1.3 PPP 模式相较传统模式的不同点·····9

2.2 PPP 模式的基本模式及运作思路10

 2.2.1PPP 模式在实际运作中的基本组织模式····10

2.2.2PPP 模式在实际运作中的基本思路··12

2.3 PPP 模式在我国基础设施项目的应用分析·····12

2.3.1 基础设施中引入 PPP 模式的 SWOT 分析·····12

2.3.2 PPP模式引入基础设施建设的可行性与必要性··12